Compliance Officer - Emirates NBD

-Active support in defining, designing and implementing Compliance Monitoring Program for Private Banking wealth Management Activities.





-Regular conduct of compliance Monitoring as per the Program and Support the Manager in reporting and remediation

Support the manager in obtaining relevent Product Approvals - CWMIC and regulatory approvals and Mainitaining records



-Support manager in the ongoing review of trade review activities, review of wealth management products, reviews of discretionary and non discretionary business activities etc.



-Support the manager in providing Training to the unit on compliance Matters



-Coordinqation / Preparation of regulatory filing and serving as contact with regulators.

Job Details

Date Posted:	2014-02-26
Job Location:	Dubai, United Arab Emirates
Job Role:	Support Services
Company Industry:	Banking

Preferred Candidate

Career Level:	Mid Career
Degree:	Bachelor's degree / higher diploma

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Date Posted: February 26, 2014 at 11:38AM

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Compliance Officer - Emirates NBD